Corporate Governance for Listed Entities – Australia

Course Description

In this age of increasing scrutiny, company directors and officers must be aware of their duties. They must understand how to best manage their work practices for accountability purposes.

Based on our generic Corporate Governance course, this training course looks at the specific duties that subsidiaries and listed companies have under the current laws.

Corporate Governance includes comprehensive analysis of the source of corporate governance requirements, the duties owed by directors and officers of organisations, and to whom those duties are owed.

The course also examines the consequences of breaches of these duties. We direct you through the legislative and general law requirements that are currently in place and provide useful tips and case studies on some common “pitfalls” that can easily be avoided.

Included is a range of high profile case studies that identify where the company’s corporate governance measures failed. The course was updated recently to include a detailed description of the Centro case and what lessons can be learned from it.

Who is this training for?

This course is tailored to cater for the needs of those in management roles in your organisation.

Course Outline

  • Module 1: Introduction
  • Module 2: Introduction to duties of directors and officers
  • Module 3: Duties of directors and officers – part 1
  • Module 4: Duties of directors and officers – part 2

Contract Fundamentals – Australia

Course Description

“Critical issues can often be overcome if the parties have a comprehensive knowledge of what it is that makes and breaks a contract.”

MAKING CONTRACTS WORK

Contracts form the basis of all business transactions but, in reality, it is the source of much contention when something doesn’t go exactly to plan.

SALT Contract Fundamentals provides you with the tools to better understand the issues associated with the pre-contractual process. In addition this course provides an insight into the meaning of terms in contracts and the mechanics of how a contract is formed and implemented.

The rights and duties of different parties are examined in the light of legislative requirements and the requirements under the general law.

Who is this training for?

This course arms you with the knowledge to make contracts work in the day-to-day operation of your organisation. The training is designed for staff at any level that could be at risk.

Course Outline

  • Module 1: Introduction to contract law
  • Module 2: Pre-contractual issues
  • Module 3: Contract terms
  • Module 4: Risk Management
  • Module 5: Contract mechanics

Continuous Disclosure

Course Description

Managing sensitive announcements

A company that issues securities that are listed on Australian financial markets has the obligation to disclose any information that is likely to affect the price of the securities or influence investment decisions. Salt Continuous Disclosure discusses the duties and obligations that both employers and employees have when dealing with sensitive market information.

Continuous disclosure is essential to the integrity and efficiency of Australian financial markets and is rigorously enforced by both the Australian Securities Exchange (ASX) and the Australian Securities and Investments Commission (ASIC).

Who is this training for?

As with all Salt courses, this training is designed to cater for a diverse audience and different levels of staff. Therefore we have developed a generic module that is aimed at employees and one that is suitable for senior management.

Course Outline

  • Module 1: Continuous disclosure obligations (all employees)
  • Module 2: Continuous disclosure obligations (senior management)

ePayments Code

Course Outline

  • Module 1: Introduction to ePayments
  • Module 2: Disputed ePayments
  • Module 3: Mistaken ePayments

Environmental Compliance – Australia

Course Description

Environmental law is notoriously complex. It runs across various jurisdictions and imposes a large number of obligations on companies. Offences carry great penalties and, with managers and directors being personally liable, the exposed risk in this area is huge.

This course creates awareness of the potential risks, explores the basics of environmental law and its imposed obligations, and explains how they should be referred to.

This course has been developed in close corporation with some of our clients to make sure it is practical and relevant. What’s more, due to the unique requirements of each company, we have developed industry specific versions of the course.

Custom Courses

Due to the specific environmental requirements of this course, you may need a customised version to suit your business or your industry. We are able to do that quickly and economically – contact us to discuss.

Who is this training for?

The course is directed at all staff at all levels within an organisation. Additional material is developed to suit the knowledge needs of those in managerial positions, such as directors and environmental staff. These modules help understand the risks associated with environmental law and how these should be managed in a practical context.

Course Outline

  • Module 1: Introduction to environmental law
  • Module 2: Land contamination and waste
  • Module 3: Air and water pollution
  • Module 4: Managing risk and responding to incidents
  • Module 5: Licences and approvals

 

eMarketing

Course Description

Salt eMarketing covers both the Spam Act and the eMarketing Code of Practice.

The Australian eMarketing Code of Practice and the Spam Act together govern Australian businesses’ electronic marketing activities. Failure to comply can incur hefty penalties and negative publicity.

The Spam Act applies to all Australian companies, no matter what their size. Therefore, all Australian organisations must ensure that employee use of email, Internet and other electronic resources is compliant with the Act.

Organisations that market goods and services through email or mobile telephony should consider carefully whether their activities are subject to the Code, revising policies as required and training their staff accordingly.

Who is this training for?

This course acts as both a guide and a reference point for employees participating in e-marketing or mobile marketing. Managers are provided with comprehensive reporting on the training activities.

Course Outline

  • Module 1: Introduction to spam law
  • Module 2: Consent
  • Module 3: Requirements for commercial electronic messages
  • Module 4: Address-harvesting software and harvested-address lists
  • Module 5: Penalties

Workplace Behaviours – Australia

Course Description

“The costs of bullying, discrimination and sexual harassment affect us all.”

What is bullying and what should you do if you see it occur in the workplace? Where does flirting stop and harassment begin? Every member of your organisation needs to be aware of these types of issues because the consequences of unacceptable behaviour, left unmanaged, can be severe.

Bullying, discrimination and sexual harassment can cause major harm to the wellbeing of individuals. They can also incur heavy costs for organisations, including reputational damage, compensation orders and the costs of replacing staff who can no longer work in hostile environments.

This course explores the issues within the framework of Work Health and Safety (WHS) laws and anti-discrimination laws, as well as strategies and avenues of support available to those who experience bullying, discrimination or harassment within the workplace.

Specific modules address the key concepts from the perspective of supervisors, team leaders and managers, and outline the appropriate steps for dealing with complaints. Finally, the course examines how all employees should use workplace resources ethically.

Who is this training for?

Diversity and Equality teaches employees to understand what bullying, discrimination and sexual harassment look like in the workplace, and to recognise the fine line between acceptable and unacceptable behaviour. Management also receives invaluable training in dealing with potential problems.

Course Outline

  • Module 1: Workplace bullying
  • Module 2: Discrimination and sexual harassment
  • Module 3: (Advanced) Bullying, discrimination and sexual harassment
  • Module 4: (Advanced) Dealing with incidents and complaints
  • Module 5: Diversity and Inclusion

Basics of Banking

Course Description

This course consists of short modules, timed to take less than 15 minutes, each focused on an area of banking knowledge that staff need to be familiar with. There are six modules, which can be purchased separately: • Key Regulators • The Banking Business • Customer On-Boarding • Key Players in the Financial Services Sector • And two modules providing an introduction to customer management. More modules will be produced in response to  customer demand.

The modules have summative quizzes. Optionally, the quizzes can be presented at the beginning of each section, allowing learners to bypass areas where they can already demonstrate mastery, thus saving time and improving the learning experience. The modules include scenarios that provide a background to the material covered and its importance in day-to-day banking operations. Where relevant they also include Quick Facts Sheets that learners can download and keep as an aide memoire.

Who should do  this training? The course is suitable for staff undergoing induction and ab initio training in a bank, credit union, building society or similar institution.

Course Outline

  • Module 1: Key Regulators
  • Module 2: The Banking Business
  • Module 3: Customer On-Boarding
  • Module 4: Key Players in the Financial Services Sector
  • Module 5: Dealing with Customers
  • Module 6: How to Support Challenging Customers

Anti-Money Laundering – Financial Services

Course Description

The Salt Compliance Anti-Money Laundering course trains reporting entities and their representatives to understand their obligations and provides a general understanding of the risks related to money-laundering and terrorism financing. Some sources estimate that over $1.5 trillion is laundered worldwide every year. Of that amount, it is estimated that $200 billion is laundered in the Asia-Pacific region alone.

We explain how to adopt an AML program, conduct Know-Your-Customer procedures and to provide reports to Australia’s anti-money laundering regulator AUSTRAC.

The intent of this course is to provide a general understanding of money-laundering and terrorism-financing risks, and give specific understanding of the various legislative obligations imposed by the Act.

Who is this training for?

The course should be completed by all employees of reporting entities (including those involved in compliance and risk management functions) that offer services such as:

  • providing bank account-related services
  • making loans
  • exchanging currencies
  • issuing debit and stored value cards
  • issuing securities and derivatives
  • stockbroking

Course Outline

  • Module 1: Introduction to money laundering
  • Module 2: The risk of money laundering
  • Module 3: KYC obligations
  • Module 4: Monitoring and reporting obligations
  • Module 5: Terrorist financing

Anti-Money Laundering

Course Description

The Salt Compliance Anti-Money Laundering course trains reporting entities and their representatives to understand their obligations and provides a general understanding of the risks related to money-laundering and terrorism financing. Some sources estimate that over $1.5 trillion is laundered worldwide every year. Of that amount, it is estimated that $200 billion is laundered in the Asia-Pacific region alone.

We explain how to adopt an AML program, conduct Know-Your-Customer procedures and to provide reports to Australia’s anti-money laundering regulator AUSTRAC.

The intent of this course is to provide a general understanding of money-laundering and terrorism-financing risks, and give specific understanding of the various legislative obligations imposed by the Act.

Who is this training for?

The course should be completed by all employees of reporting entities (including those involved in compliance and risk management functions) that offer services such as:

  • providing bank account-related services
  • making loans
  • exchanging currencies
  • issuing debit and stored value cards
  • issuing securities and derivatives
  • stockbroking

Course Outline

  • Module 1: Introduction to money laundering
  • Module 2: The risk of money laundering
  • Module 3: KYC obligations
  • Module 4: Monitoring and reporting obligations
  • Module 5: Terrorist financing